Responsible managers

ASIC regulatory Guide RG 105 requires all Australian Financial Services Licensees to have at least one (and generally more) Responsible Manager.

ASIC’s RM requirements

Within an AFSL, ASIC requires the assessment of all new Responsible Managers (RMs) to ensure they possess the knowledge and skills to manage their business; to ensure the quality of their financial services is adequate; and to ensure they comply with all their legal and licence obligations.

Quantum’s RM assessment solution

Quantum Financial Training helps you meet your RG 105 Organisational Competency requirements for all your RMs. We can provide training and assessment across all ASIC defined financial products and services.

Contact Quantum Financial Training

To book your ASIC assessment or to organise training or CPD, call Quantum Financial Training on (02) 9440 8084 or email us.

Accreditation

Quantum is a nationally accredited Registered Training Organisation (RTO 90281) with our courses listed on the ASIC Training Register.